Investment advisers, investment banking and financial planners, estate planners, and real estate sales representatives must disclose to their clients that they are licensed in accordance with FINRA or the Investment Advisers Act of faster investment returns. This enables the client to make informed decisions about their investments and whether they should hire the services of the investment adviser, lawyer, or broker. Broker dealers must also have a signed receipt obtained from a satisfied client indicating that the Broker Dealer is offering to expedite their claim for Expungement of BrokerCheck or CRD Disclosures. Broker dealers must also obtain a signed written declaration from the client that they have read and understood all the material provided within the Broker Check or Broker Disclosure Statement including, but not limited to, any attachments (brochures, estimates, disclosures, related documents, etc.) | #ria compliance consultants # Expungement of BrokerCheck or CRD Disclosures # FINRA expungement attorney # Broker Dealer # FINRA Disclosure Expungement